Douglas Geoffrey John

Employer firm

Requisite Capital Management LLC CRD 283107

$2.43B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → 06/2017
  Ubs Financial Services Inc.
  Dallas, TX
• 06/2017 → Present
  Requisite Capital Management Llc
  Dallas, TX
• 06/2017 → 12/2018
  Fallline Securities Llc
  Darien, CT

Previous Registrations

• 2002-11-08 → 2017-06-23
  Ubs Financial Services Inc.
  Dallas, TX
  Dallas, TX
  Weehawken, NJ
  Dallas, TX
  Dallas, TX
• 2001-01-13 → 2002-11-26
  Deutsche Bank Securities Inc.
  New York, NY

Other Businesses

1)LCA Capital, LLC / 3521 CENTENARY AVE DALLAS, TX 75225 / OTHER / OIL & GAS INDUSTRIES (EXPLORATION, PRODUCTION, INTEGRATED) / INVESTMENT / SOLE PROPRIETORSHIP / NONE / START DATE 05/01/2006. 2)CPJ HYDROCARBONS LLC / 3521 CENTENARY AVE DALLAS,TX 75225 / SOLE PROPRIETORSHIP/ OIL & GAS INDUSTRIES (EXPLORATION, PRODUCTION, INTEGRATED) / INVEST IN OIL & GAS EXPLORATION / SOLE PROPRIETORSHIP / / INVEST IN OIL & GAS WELLS / START DATE 02/01/2013 - / 3) INSURANCE SALES; NOT INVESTMENT RELATED; LOCATED AT 4001 MAPLE AVE, SUITE 290, DALLAS, TX 75219; AGENT; START DATE 07/1997; LESS THAN 5% OF TIME SPENT DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-23
• S63 Uniform Securities Agent State Law Examination
  1996-12-17

Other Names

• Douglas G (Jr) John