Best Investors Account Sign in
Inactive

Lesley Jean Brey

L.J. Brey, Inc.

Honolulu, HI

CRD 2813196

Claim This Profile
Employer firm

L.j. Brey, Inc. CRD 113996

$117M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
L.J. Brey, Inc.

Honolulu, HI • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-05-17
HI RA APPROVED 1997-01-27
  • TX RA
    APPROVED_RES
    Since 2007-05-17
  • HI RA
    APPROVED
    Since 1997-01-27

Branch Locations

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L.J. Brey, Inc. Honolulu HI 10/1996 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-24
  • S65 Uniform Investment Adviser Law Examination
    1996-09-24
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

More in Honolulu, HI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor