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Current Employers
Folger Nolan Fleming Douglas Capital Management, Inc.

725 15Th Street N.W., Washington, DC 20005 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2006-05-03
MD RA APPROVED 2006-05-03
  • DC RA
    APPROVED
    Since 2006-05-03
  • MD RA
    APPROVED
    Since 2006-05-03

Branch Locations

910 15Th Sreet Nw, Washington, DC 20005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Folger Nolan Fleming Douglas Incorporated Washington DC 10/1996 Present
Folger Nolan Fleming Douglas Capital Management, Inc. Washington DC 10/1996 Present
Other Businesses

NEIL FOLGER IS A DIRECTOR, EXECUTIVE VICE PRESIDENT AND SECRETARY OF FOLGER NOLAN FLEMING DOUGLAS INC., LOCATED AT 725 15TH STREET, WASHINGTON D.C.20005. HIS STARTING DATE IS 10/22/2012, AND SPENDS APPROXIMATELY 2 HOURS PER MONTH ON THIS, OF WHICH APPROXIMATELY 2 HOURS ARE DURING TRADING HOURS.NEIL FOLGER IS A SENIOR VICE PRESIDENT AND AN INVESTMENT ADVISER OF FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT INC., LOCATED AT 725 15TH STREET, WASHINGTON D.C. HIS STARTING DATE IS 01/31/2006, AND SPENDS APPROXIMATELY 160 HOURS PER MONTH ON THIS, OF WHICH APPROXIMATELY 120 HOURS ARE DURING TRADING HOURS. HIS DUTIES CONSIST PRIMARILY OF SECURITIES RESEARCH AND INVESTMENT MANAGEMENT. NEIL IS ALSO VICE-PRESIDENT OF 725 15TH STREET CORPORATION, LOCATED AT 725 15TH STREET, WASHINGTON D.C. 20005. BUSINESS IS A FAMILY REAL ESTATE BUSINESS AND IS NOT INVESTMENT RELATED. START DATE OF BUSINESS RELATIONSHIP IS 07/01/2011. TIME COMMITMENT IS APPROXIMATELY 2 HOURS PER MONTH, OF WHICH APPROXIMATELY 2 HOURS ARE DURING TRADING HOURS. DUTIES INCLUDE FINANCIAL AND MANAGEMENT OVERSIGHT OF FAMILY REAL ESTATE BUSINESS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-21
S65 Uniform Investment Adviser Law Examination 1996-11-14
  • S63 Uniform Securities Agent State Law Examination
    1996-11-21
  • S65 Uniform Investment Adviser Law Examination
    1996-11-14

View on SEC IAPD

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