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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-12-17 |
| FL | RA | APPROVED | 2007-09-25 |
Branch Locations
801 Laurel Oak Drive Suite 201, Naples, FL 34108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Naples | FL | 11/2013 | Present |
HD Ranch LLC / 7820 West Cherry Lane Mill Creek, Oklahoma 74856 / United States / Other/ Hunting Property / This is a hunting property. I am 50% owner with Chris Hanlon. / Partner / / Managing the hunting property. / This is a hunting property that I bought with my friend and client, Christopher Hanlon. He has signed a Hold Harmless letter for UBS. We bought the hunting property in the name of an LLC for liability protection - HD Ranch, LLC. I did get pre-approval for this. / Start Date 6/1/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-13 |
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