Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2000-08-18 |
| FL | RA | APPROVED | 1996-12-17 |
Branch Locations
1022 W 23Rd St, Panama City, FL 32405 • United States
Panama City Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Panama City | FL | 09/1996 | Present |
| Bank Of America, N.A. | Panama City | FL | 12/2009 | Present |
FOUR RENTAL PROPERTIES JOINTLY OWNED WITH SPOUSE; NON INVESTMENT RELATED; ONE SINGLE FAMILY HOME ON PANAMA CITY BEACH AND THREE TOWN HOMES IN LYNN HAVEN; START DATE: 06/30/1994; NO MORE THAN AN HOUR OF TIME IS DEVOTED MONTHLY; NO HOURS DEVOTED DURING TRADING HOURS; HELP WITH VARIOUS DUTIES AS NEEDED, SPOUSE HANDLES 90% OF DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-10 |
Reach out to this advisor