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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-02-14 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Vadnais Heights | MN | 02/2014 | 02/2018 |
| Lpl Financial, Llc | Oakdale | MN | 02/2018 | Present |
1. 02/14/2018 - M. HAAS FINANCIAL - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Owner. 2. 02/14/2018 - HAAS FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-01 |
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