Mark Waldo Graber

Current Employers

Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2015-12-21
IA	RA	APPROVED	2015-12-01

NE RA
APPROVED

Since 2015-12-21
IA RA
APPROVED

Since 2015-12-01

Branch Locations

Red Oak, IA • United States

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

1299 Farnam Street Suite 300, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Senior Advisors Inc	Red Oak	IA	07/2005	Present
Sound Income Strategies, Llc	Red Oak	IA	12/2015	Present

07/2005 → Present

Senior Advisors Inc

Red Oak, IA
12/2015 → Present

Sound Income Strategies, Llc

Red Oak, IA

Previous Registrations

2014-04-08 → 2015-12-17

Spc

Red Oak, IA

Ann Arbor, MI

Omaha, NE

Other Businesses

1. SENIOR ADVISORS INC. 1805 218TH ST. RED OAK, IA 51566 SALE OF LIFE, HEALTH AND MEDICARE THROUGH VARIOUS INSURANCE COMPANIES. PRESIDENT CORP START DATE - 7/2005 INDEPENDENT INSURANCE AGENT CONDUCTING SALES OF FIXED AND INDEXED ANNUITIES. INVESTMENT RELATED. ENCOMPASSING APPROXIMATELY 50% OF BUSINESS HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-26
S63	Uniform Securities Agent State Law Examination	1996-10-23

S65 Uniform Investment Adviser Law Examination

2014-02-26
S63 Uniform Securities Agent State Law Examination

1996-10-23

View on SEC IAPD