John Louis Decker

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  D.A. Davidson & Co.
  Lincoln, NE

Previous Registrations

• 2013-03-06 → 2016-07-28
  Smith Hayes Advisers Inc
  Lincoln, NE
• 2008-08-29 → 2011-12-31
  Smith Hayes Advisers Inc
  Lincoln, NE
  Lincoln, NE

Other Businesses

1) BRYAN HEALTH SYSTEMS -BOARD MEMBER. MAY 2010 - PRESENT. 1600 S. 48TH ST., LINCOLN, NE. DUTIES INCLUDE ADVISING MANAGEMENT TEAM ON STRATEGIC AND OPERATIONAL ISSUES RELATING TO ON-GOING OPERATION OF HEALTH SYSTEM. 2) HAMPTON ENTERPRISES, INC. - BOARD MEMBER. SEPTEMBER 2009 - PRESENT. 3701 UNION DRIVE, LINCOLN, NE. DUTIES INCLUDE ADVISING MANAGEMENT ON STRATEGIC AND OPERATIONAL ISSUES RELATED TO RUNNING THE ENTERPRISE. 3) TJ'S CREATIONS, LLC - MEMBER. 2006 - PRESENT. 2312 THE KNOLLS, LINCOLN, NE. DUTIES INCLUDE MANAGING REAL ESTATE. 4) ENTREPRENUERS ORGANIZATION - MEMBER. AUGUST 2013 - PRESENT. NO LOCATION. DUTIES INCLUDE ATTENDING MEETINGS. 5) EDUCATION QUEST FOUNDATION; INVESTMENT RELATED; LINCOLN, NE; NON-PROFIT; BOARD MEMBER; START 1/1/25; 2 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I ASSIST WITH THE STEWARDSHIP OF FOUNDATION ASSETS.

Exams

• S66 Uniform Combined State Law Examination
  2008-08-19
• S63 Uniform Securities Agent State Law Examination
  1998-01-16

Other Names

• John Louis Decker