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Stephney Heather Gordon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

New York, NY

Bronx, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-09
NY RA APPROVED 2021-10-19
  • TX RA
    APPROVED
    Since 2021-11-09
  • NY RA
    APPROVED
    Since 2021-10-19

Branch Locations

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

Bronx, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 06/2009 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2021 Present
Previous Registrations
  • 2015-12-09 → 2021-10-20
    Morgan Stanley
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-09
S63 Uniform Securities Agent State Law Examination 1997-11-13
  • S66 Uniform Combined State Law Examination
    2015-12-09
  • S63 Uniform Securities Agent State Law Examination
    1997-11-13
Other Names
  • Stephney Cumberbatch

View on SEC IAPD

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