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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
| WA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Professional Benefit Services | Issaquah | WA | 09/1997 | 03/2023 |
| Fsic | Edmonds | WA | 07/2010 | 04/2018 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2018 | Present |
| Parker, Smith & Feek | Bellevue | WA | 03/2023 | 10/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2023; APX # OF HOURS PER WEEK: 4; APX # OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND OTHER: GROUP DENTAL,VISION AND VOLUNTARY LIFE; 2.NAME OF OTHER BUSINESS: BRIDGE MINISTRIES INVESTMENT RELATED: NO ADDRESS: 12356 NORTHUP WAY SUITE 103, BELLEVUE, WA 98005 NATURE OF BUSINESS: NON-PROFIT ORGANIZATION START DATE: 2016 POSITION/TITLE/RELATIONSHIP: CHARITY BOARD MEMBER APX # OF HOURS PER WEEK: 1 APX # OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS TO REVIEW HOW CHARITY IS RUNNING AND OFFER GUIDANCE ON FUNDRAISING AND OPERATIONS 3.NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: 16576 NE 120TH WAY, REDMOND, WA 98052 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 08/2016 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HOURS PER WEEK: 1 APX # OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWNER 4.NAME OF OTHER BUSINESS: PORTAGE BAYSHORE MOORAGE DIVISION INVESTMENT RELATED: NO ADDRESS: 2524 BOYER AVE E, SEATTLE, WA 98102 NATURE OF BUSINESS: BOARD MEMBER START DATE: 2008 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 HOUR EVERY QUARTER APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOUR EVERY QUARTER BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER OF CONDO-LIKE ASSOCIATION 5.NAME OF OTHER BUSINESS: APRIL & JERE MEYER INVESTMENT RELATED: NO ADDRESS: 16576 NE 120TH WAY, REDMOND, WA 98027 NATURE OF BUSINESS: BOAT SLIP START DATE: 2016 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HOURS PER WEEK: MINIMAL APX # OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWN AND RENT BOAT SLIP 6. NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 02/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX # OF HOURS PER WEEK: LESS THAN 1 ; APX # OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: CONDOMINIUM RENTAL ; 7. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: LEGAL, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: EXECUTOR, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: EXECUTOR OF CLIENT ESTATE; 8. NAME OF OTHER BUSINESS: GUYER BENEFITS NW ; INVESTMENT RELATED: NO; ADDRESS: 9430 SE 52ND MERCER ISLAND, WA 98040; NATURE OF BUSINESS: MEDICAL COVERAGE REFERRALS; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: REFERRER; APX # OF HOURS PER WEEK: LESS THAN 1; APX # OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: SEND OVER REFERRALS FOR INDIVIDUAL MEDICAL COVERAGE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-11 |
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