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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
WA RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29
  • WA RA
    APPROVED
    Since 2023-06-29

Branch Locations

16576 Ne 120Th Way, Redmond, WA 98052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Professional Benefit Services Issaquah WA 09/1997 03/2023
Fsic Edmonds WA 07/2010 04/2018
Cetera Wealth Services, Llc El Segundo CA 04/2018 Present
Parker, Smith & Feek Bellevue WA 03/2023 10/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/1997 → 03/2023
    Professional Benefit Services
    Issaquah, WA
  • 07/2010 → 04/2018
    Fsic
    Edmonds, WA
  • 04/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2023 → 10/2024
    Parker, Smith & Feek
    Bellevue, WA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-06-14 → 2018-04-16
    Fsic
    Boca Raton, FL
    Issaquah, WA
Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2023; APX # OF HOURS PER WEEK: 4; APX # OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND OTHER: GROUP DENTAL,VISION AND VOLUNTARY LIFE; 2.NAME OF OTHER BUSINESS: BRIDGE MINISTRIES INVESTMENT RELATED: NO ADDRESS: 12356 NORTHUP WAY SUITE 103, BELLEVUE, WA 98005 NATURE OF BUSINESS: NON-PROFIT ORGANIZATION START DATE: 2016 POSITION/TITLE/RELATIONSHIP: CHARITY BOARD MEMBER APX # OF HOURS PER WEEK: 1 APX # OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS TO REVIEW HOW CHARITY IS RUNNING AND OFFER GUIDANCE ON FUNDRAISING AND OPERATIONS 3.NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: 16576 NE 120TH WAY, REDMOND, WA 98052 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 08/2016 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HOURS PER WEEK: 1 APX # OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWNER 4.NAME OF OTHER BUSINESS: PORTAGE BAYSHORE MOORAGE DIVISION INVESTMENT RELATED: NO ADDRESS: 2524 BOYER AVE E, SEATTLE, WA 98102 NATURE OF BUSINESS: BOARD MEMBER START DATE: 2008 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 HOUR EVERY QUARTER APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOUR EVERY QUARTER BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER OF CONDO-LIKE ASSOCIATION 5.NAME OF OTHER BUSINESS: APRIL & JERE MEYER INVESTMENT RELATED: NO ADDRESS: 16576 NE 120TH WAY, REDMOND, WA 98027 NATURE OF BUSINESS: BOAT SLIP START DATE: 2016 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HOURS PER WEEK: MINIMAL APX # OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWN AND RENT BOAT SLIP 6. NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 02/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX # OF HOURS PER WEEK: LESS THAN 1 ; APX # OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: CONDOMINIUM RENTAL ; 7. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: LEGAL, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: EXECUTOR, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: EXECUTOR OF CLIENT ESTATE; 8. NAME OF OTHER BUSINESS: GUYER BENEFITS NW ; INVESTMENT RELATED: NO; ADDRESS: 9430 SE 52ND MERCER ISLAND, WA 98040; NATURE OF BUSINESS: MEDICAL COVERAGE REFERRALS; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: REFERRER; APX # OF HOURS PER WEEK: LESS THAN 1; APX # OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: SEND OVER REFERRALS FOR INDIVIDUAL MEDICAL COVERAGE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-05
S63 Uniform Securities Agent State Law Examination 1996-11-11
  • S65 Uniform Investment Adviser Law Examination
    2017-06-05
  • S63 Uniform Securities Agent State Law Examination
    1996-11-11

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