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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-07-06
  • PA RA
    APPROVED
    Since 2015-07-06

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1 Country View Road, Suite 203, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Wayne PA 07/2015 Present
Private Advisor Group, Llc Wayne PA 06/2015 Present
Previous Registrations
Other Businesses

1. 07/01/2015 - FORGE WEALTH MANAGEMENT, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ WAYNE, PA 2. 08/12/2015 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 07/01/2015 - TIME SPENT 100% 3. 1/16/2018 - Private Advisor Group - DBA:Forge Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 7/3/2015 - 130 Hours Per Month/6 Hours During Trading. 4. 10/22/2018 - Forge Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/21/2018 - 5 Hours Per Month/1 Hour During Securities Trading. 5. 1/28/2020 - Dynamic Divorce Solutions - Not Investment Related - At Reported Business Location(s) - Other-Divorce Services - Start Date: 02/03/2020 - 5 Hours Per Month/1 Hour During Securities Trading 6. 07/13/2023 - Superwoman Wealth - How to Become Your Own Superhero - Not Investment Related - Home Based - Other - Book - Author - Start Date 10/02/2023 - 4 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-27
S63 Uniform Securities Agent State Law Examination 1996-11-18
  • S65 Uniform Investment Adviser Law Examination
    1996-11-27
  • S63 Uniform Securities Agent State Law Examination
    1996-11-18
Designations
Other Names
  • Regina M Hess
  • Regina Mccannhess

View on SEC IAPD

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