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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

58 Maple Ave, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Short Hills NJ 08/2010 03/2017
Massachusetts Mutual Life Insurance Company Morristown NJ 07/2016 Present
Mml Investors Services, Llc Morristown NJ 03/2017 Present
  • 08/2010 → 03/2017
    Metlife Securities
    Short Hills, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Morristown, NJ
  • 03/2017 → Present
    Morristown, NJ
Previous Registrations
  • 2012-09-26 → 2017-03-25
    Msi Financial Services, Inc.
    Short Hills, NJ
    Roseland, NJ
    Morristown, NJ
Other Businesses

1) Name: Michele Hakes Inv rel: Y Add: 58 Maple Ave Morristown, NJ 07960 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 01/01/2013 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Property/Casualty, Health, Group Health.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-02
S63 Uniform Securities Agent State Law Examination 1997-05-19
  • S66 Uniform Combined State Law Examination
    2012-08-02
  • S63 Uniform Securities Agent State Law Examination
    1997-05-19
Other Names
  • Michele Karpack

View on SEC IAPD

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