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28 W Nebraska St, Frankfort, IL 60423 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-06 |
| IL | RA | APPROVED | 2023-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Tinley Park | IL | 07/2002 | 07/2020 |
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | 07/2020 |
| Thrivent Advisor Network, Llc | Orland Park | IL | 07/2020 | 11/2023 |
| Purshe Kaplan Sterling Investments, Inc. | Orland Park | IL | 07/2020 | 11/2023 |
| Prairieview Wealth Partners | Orland Park | IL | 10/2023 | Present |
1.) Fixed Insurance Business; Investment Related; 28 W. Nebraska St., Frankfort, IL 60423; Fixed Traditional Insurance; Agent; Start Date: 07/2020; 40 hours devoted monthly; 40 hours devoted during trading hours; Sales of Fixed / Traditional Insurance. 2.) Chairman of the Grace Christian Academy School Board; Not Investment Related; 4106 W 28th St, Chicago, IL 60623; Volunteer; Chaiman; Start Date: 9/2009; 10 hours devoted monthly; 5 hours devoted during trading hours; Lead the board in setting policy and direction for the school and overall oversight of its operations. 3.) T. Regan Holdings, LLC; Not Investment Related; 28 W. Nebraska St., Frankfort, IL 60423; LLC; Managing Member; Start Date: 11/2009; 1 hour devoted monthly; 0 hours devoted during trading hours; Financial oversight. 4.) Harasmit, LLC; Investment Related; 10423 Penny Ct S, Frankfort, IL 60423; LLC; Managing Member; Start Date: 12/2023; 1 hour devoted monthly; 0 hours devoted during trading hours; Evaluate and make investment decisions. 5.) Focus Forward, LLC; Investment Related; 1825 158th Ln NV, Andover, MN 55304; LLC; CEO; Start Date: 09/2001; 80 hours devoted monthly; 40 hours devoted monthly during trading hours; Oversee strategy and execution of the firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-20 |
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