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Timothy Allen Regan

Prairieview Wealth & Tax Advisors

Frankfort, IL

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Current Employers
Prairieview Wealth & Tax Advisors

28 W Nebraska St, Frankfort, IL 60423 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-06
IL RA APPROVED 2023-10-16
  • TX RA
    APPROVED
    Since 2024-02-06
  • IL RA
    APPROVED
    Since 2023-10-16

Branch Locations

28 W Nebraska St, Frankfort, IL 60423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Tinley Park IL 07/2002 07/2020
Thrivent Financial For Lutherans Appleton WI 07/2002 07/2020
Thrivent Advisor Network, Llc Orland Park IL 07/2020 11/2023
Purshe Kaplan Sterling Investments, Inc. Orland Park IL 07/2020 11/2023
Prairieview Wealth Partners Orland Park IL 10/2023 Present
  • 07/2002 → 07/2020
    Tinley Park, IL
  • 07/2002 → 07/2020
    Thrivent Financial For Lutherans
    Appleton, WI
  • 07/2020 → 11/2023
    Orland Park, IL
  • 07/2020 → 11/2023
    Purshe Kaplan Sterling Investments, Inc.
    Orland Park, IL
  • 10/2023 → Present
    Prairieview Wealth Partners
    Orland Park, IL
Previous Registrations
Other Businesses

1.) Fixed Insurance Business; Investment Related; 28 W. Nebraska St., Frankfort, IL 60423; Fixed Traditional Insurance; Agent; Start Date: 07/2020; 40 hours devoted monthly; 40 hours devoted during trading hours; Sales of Fixed / Traditional Insurance. 2.) Chairman of the Grace Christian Academy School Board; Not Investment Related; 4106 W 28th St, Chicago, IL 60623; Volunteer; Chaiman; Start Date: 9/2009; 10 hours devoted monthly; 5 hours devoted during trading hours; Lead the board in setting policy and direction for the school and overall oversight of its operations. 3.) T. Regan Holdings, LLC; Not Investment Related; 28 W. Nebraska St., Frankfort, IL 60423; LLC; Managing Member; Start Date: 11/2009; 1 hour devoted monthly; 0 hours devoted during trading hours; Financial oversight. 4.) Harasmit, LLC; Investment Related; 10423 Penny Ct S, Frankfort, IL 60423; LLC; Managing Member; Start Date: 12/2023; 1 hour devoted monthly; 0 hours devoted during trading hours; Evaluate and make investment decisions. 5.) Focus Forward, LLC; Investment Related; 1825 158th Ln NV, Andover, MN 55304; LLC; CEO; Start Date: 09/2001; 80 hours devoted monthly; 40 hours devoted monthly during trading hours; Oversee strategy and execution of the firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-04
S63 Uniform Securities Agent State Law Examination 1996-11-20
  • S65 Uniform Investment Adviser Law Examination
    2002-04-04
  • S63 Uniform Securities Agent State Law Examination
    1996-11-20
Designations
Other Names
  • Tim Regan

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