Margaret Ann Dubil

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Stifel Nicolaus & Co Inc
  Baltimore, MD

Previous Registrations

• 2014-04-04 → 2014-05-10
  Osaic Fa, Inc.
  Vienna, VA
• 2009-09-23 → 2012-06-15
  Ubs Financial Services Inc.
  Weehawken, NJ
  Baltimore, MD
  Weehawken, NJ
  Philadelphia, PA
• 2006-08-03 → 2007-02-16
  Cincinnati Analysts, Inc.
  Cincinnati, OH
  West Conshohocken, PA

Other Businesses

1. Rental Unit; 420 S. Ann Street, Baltimore MD, 21231; I own and manage a single unit apartment attached to my primary residence; Managing & Landlord responsibilities; maintaining a single apartment; 09/01/2010; 2 Hours per Quarter; Not during securities hours; Investment-Related 2. Viva Charm City LLC; 420 S. Ann Street, Baltimore MD, 21231; Webshop that sells reproduction vintage clothing for women; I am one of the managing partners of this entity; ordering merchandise, running periodic marketing campaigns, staffing quarterly live vending events; 09/01/2012; 3 Hours per Week; Not during Securities Trading Hours; Not Investment-Related. 3. FINRA; Arbitrator; 03/01/2010; 1 Hour per Month; Not during Securities Trading hours; Investment-Related 4. FINRA; 1735 K St NW Washington DC 20006; FINRA is our SRO; I am serving as an Elected Regional Committee Member; I am responsible for acting as a liaison between the Broker Dealers in the region & FINRA. May also participate in FINRAs disciplinary process; 12/23/2024; 2 hrs/month; During securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2000-11-20