Richard Axel Pascual

Current Employers

Employment History

• 11/2012 → 11/2018
  Lpl Financial Llc
  Bedminster, NJ
• 11/2012 → 11/2018
  Private Portfolio Partners, Llc
  Bedminster, NJ
• 05/2015 → 11/2018
  Gladstone Institutional Advisory Llc
  Bedminster, NJ
• 11/2018 → 11/2020
  Penn Process Server
  Nazareth, PA
• 11/2020 → Present
  Swipe Savvy Llc
  Nazareth, PA
• 12/2025 → Present
  Integrity Advisory Solutions
  Cape Coral, FL

Previous Registrations

• 2015-08-12 → 2018-11-19
  Gladstone Wealth Partners
  Bedminster, NJ
  Palm Beach Gardens, FL
• 2012-11-15 → 2016-01-04
  Private Portfolio Partners, Llc
  Bedminster, NJ
  Paramus, NJ
• 2009-08-24 → 2012-11-05
  Pnc Wealth Management Llc
  Oldwick, NJ
  Kenilworth, NJ
  Bernardsville, NJ
  Bedminster, NJ
  Washington Twp., NJ
  Branchburg, NJ

Other Businesses

1. Swipe Savvy LLC; not investment-related; 512 Stonybrook Rd, Nazareth, PA, 18064; Offers residential property management services to my residential property owning clients; Owner; 11/01/2020; 100 hours per month; 100 hours during securities trading hours; Manage residential rental properties for my individual clients. Activities consist mostly of scheduling and following up on maintenance repairs and tenant concerns. 2. Peril Shield Insurance; investment-related; 4117 SW 6th Pl, Cape Coral, FL, 33914; Sells Property & casualty policies to individuals and businesses using DBA: Peril Shield Insurance; Owner; 09/25/2025; 10 hours per month; 0 hours during securities trading hours; I assist individuals and businesses with obtaining needed insurance policies mostly Personal lines like Auto, Homeowners, General Liability, etc. 3. Advisor Synergies LLC; investment-related; 4117 SW 6th Pl, Cape Coral, FL, 33914; Marketing, pass-through for advisory fees for advisory business; Owner; 03/07/2024; 200 hours per month; 200 hours during securities trading hours; Marketing, pass-through for advisory fees for advisory business

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-10-08
• S63 Uniform Securities Agent State Law Examination
  1996-10-28

Other Names

• Richard Axel Pascual