Dana Keir Graves

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2001 → 08/2023
  Lpl Financial, Llc
  Asheville, NC
• 08/2023 → Present
  Commonwealth Financial Network
  Waltham, MA
• 01/2011 → 12/2024
  Paragon Financial, Llc
  Asheville, NC
• 01/2025 → Present
  Graves Wealth Management
  Greenville, SC

Previous Registrations

• 2001-12-31 → 2023-08-28
  Lpl Financial Llc
  Candler, NC
  Asheville, NC
  Asheville, NC
  Greenville, SC
  Asheville, NC
  Asheville, NC
  Asheville, NC
  Shelby, NC
  Asheville, NC
  Asheville, NC
  Shelby, NC
  Mosheim, TN
  Landrum, SC
  Asheville, NC

Other Businesses

1. Fixed insurance sales; as of 6/12/2023; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Graves Wealth Management; a private entity established to facilitate securities, advisory, and insurance business; Located in Greenville, SC; as of 07/30/2024; 90% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1996-11-21

Designations

• Certified Financial Planner

Other Names

• Dana Graves