Kenneth Alfonso Sanchez

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 04/2022
  Wells Fargo Advisors Financial Network, Llc
  Pasadena, CA
• 04/2022 → 05/2026
  Stifel Independent Advisors, Llc
  Pasadena, CA
• 05/2026 → Present
  Raymond James Financial Services, Inc.
  Pasadena, CA
• 05/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Pasadena, CA

Previous Registrations

• 2022-04-19 → 2026-05-20
  Stifel Independent Advisors, Llc
  Pasadena, CA
  St. Louis, MO
• 2012-06-05 → 2022-04-20
  Wells Fargo Advisors Financial Network, Llc
  Pasadena, CA
  Pasadena, CA
  Westlake Village, CA
• 2000-02-22 → 2012-06-14
  Lpl Financial Llc
  Pasadena, CA
  Santa Monica, CA
  Rancho Palos Verdes, CA
  Pasadena, CA

Other Businesses

(1)Name of Business: Address: 1241 S Oak Knoll Ave, Pasadena, CA, 91106, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/24/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Property-Alta Street (2)Name of Business: Address: 1241 S Oak Knoll Ave, Pasadena, CA, 91106, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/24/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Property-Miles St. (3)Name of Business: Address: 1241 S Oak Knoll Ave, Pasadena, CA, 91106, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/2003 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner (4)Name of Business: KAS Asset Management Corp Address: 975 S Fair Oaks Ave, Pasadena , CA, 91105-2631, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: KWM accounting entity (5)Name of Business: KWM Wealth Advisory Address: 975 S Fair Oaks Ave, Pasadena, CA, 91105-2631, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner-Advisor (6)Name of Business: Sanchez Wolf, LP Address: 975 S fair Oaks Ave, Pasadena, CA, 91105-2631, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner- KWM accounting entity

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-12
• S63 Uniform Securities Agent State Law Examination
  1996-11-26