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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-03-03
LA RA APPROVED 2009-01-27
  • TX RA
    APPROVED
    Since 2009-03-03
  • LA RA
    APPROVED
    Since 2009-01-27

Branch Locations

300 Ruebeaugard Bldg A, Lafayette, LA 70508 • United States

300 Rue Beauregard Building E, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Inc. Lafayette LA 01/2009 Present
Investment Partners Of Acadiana,Llc Lafayette LA 03/2009 12/2016
Raymond James Financial Services Inc. Lafayette LA 01/2009 Present
Other Businesses

(1)Name of Business: CPA Consulting, LLC Address: 201 Rue Iberville, Suite 500, Lafayette, LA, 70508, United States Activity Type: Accounting/CPA Position/Title: Independent Contractor Investment Related: No Start Date: 01/15/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Prepare tax returns and business consulting and accounting (2)Name of Business: CPA Land Company No. 3, LLC Address: 824 N Dugas Rd, Lafayette, LA, 70507, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 07/28/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: CPA Land Company, LLC Address: 824 N Dugas, Lafayette, LA, 70507, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: Easy Open Wrapper, LLC Address: 824 N Dugas Rd, Lafayette, LA, 70507, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/11/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Invest cash to own ~ 9% of existing business which owns bandages and package wrapping. (5)Name of Business: Headkicks MMA & Fitness, LLC Address: 6716 Johnston St, Lafayette, LA, 70503, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a 50% owner of the LLC and in this martial arts and fitness gym. (6)Name of Business: Ragin Fighting Championship, LLC Address: 824 N Dugas Rd, Lafayette, LA, 70507, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/21/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner / Owner of a Mixed Martial Arts fight promotion company. (7)Name of Business: Valor Leadership Partners, LLC Address: 201 Rue Iberville, Lafayette, LA, 70508, United States Activity Type: Accounting/CPA Position/Title: Independent Contractor Investment Related: No Start Date: 07/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Business consulting and accounting services through Valor for third party clients in conjunction with my OBA CPA Consulting, LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-06
S63 Uniform Securities Agent State Law Examination 1996-12-23
  • S65 Uniform Investment Adviser Law Examination
    1997-01-06
  • S63 Uniform Securities Agent State Law Examination
    1996-12-23
Designations
  • Certified Financial Planner
Other Names
  • Curt P Arcement

View on SEC IAPD

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