William Leon Rives

Current Employers

Employment History

• 01/1983 → Present
  W Leon Rives Cpa
  Lexington, NC
• 10/1996 → 09/2025
  Avantax Investment Services, Inc.
  Lexington, NC
• 10/2013 → 09/2025
  Avantax Insurance Agency, Llc
  Lexington, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lexington, NC
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2001-12-31 → 2025-09-05
  Avantax Advisory Services
  Lexington, NC

Other Businesses

1) Park Partners~Miami Blvd~Durham~NC~27292~Rental Property Owner/Management~Partner/General Partner~1/1/2003~0hrs~0hrs~Rent Collection. 2) Rives & Associates LLP~212 w. center street~lexington~NC~27292~Tax Preparation/Accounting~Partner/General Partner~1/11/2005~140hrs~12hrs~partner tax prep and f/s prep. 3) Rives Family Limited Partnership~212 w center street~lexington~NC~27292~Rental Property Owner/Management~Partner/General Partner~1/1/2009~1hrs~10hrs~collect rent pay bank payment. 4) Wake forest/lexington medical center~'NIR'~250 hospital drive~lexington~NC~27292~Board Position/Officer~Other~1/1/2019~3hrs~3hrs~board member. 5) RH CPAS PLLC POSITION: partner NATURE: accounting an tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2022 ADDRESS: 212 West Center Street, Lexington NC 27292, United States DESCRIPTION: preparer an d manager 6) SIMCO HOLDING LLC POSITION: manager NATURE: entity holds rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/09/2022 ADDRESS: 212 West Center Street, Lexington NC 27292, United States DESCRIPTION: collect rent and pay bills

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-18
• S63 Uniform Securities Agent State Law Examination
  1996-12-06

Other Names

• William Leon Rives