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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-03-08 |
| VA | RA | APPROVED | 1997-02-06 |
Branch Locations
14350 Sommerville Ct, Midlothian, VA 23113 • United States
Midlothian, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Midlothian | VA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Midlothian | VA | 03/2020 | Present |
Real Estate Ownership; Commercial; 14350 Sommerville Ct., ,; ; 07/06/2005 / Single Family; 143 Mallard Ct,., , Duck, NC, 27949; Not Investment-Related; 08/09/2024. Business Ownership; Sommerville Finanicial Planning; ; Payroll/HR functions; 14350 Sommerville Ct. Mildothian, VA 23113, ,; ; 06/01/2006; 1 to 9 hours per month; / Brad Swartzwelder Inc.; ; S-Corp to run my payroll for practice and staff.; 14350 Sommerville Ct. Midlothian, VA 23113, ,; ; 11/14/2009; 40 to 59 hours per month; / BRSW Properties; ; Used to own the real estate associated with running financial planning practice.; 14350 Sommerville Ct.Midlothian,VA 23113, ,; ; 07/06/2005; 1 to 9 hours per month; / Sommerville Partners; ; Marketing/Advertising; 14350 Sommerville Ct., ,; ; 06/01/2005; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Brad Swartzwelder Inc; President -; ; 14350 Sommerville CtMidlothian, VA 23113, ,; ; 11/14/2009; 40 to 59 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-03 |
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