David Goldring

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-31

NY RA
APPROVED

Since 2021-03-31

Branch Locations

Thiells, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	12/2007	Present
Cetera Investment Advisers Llc	Schaumburg	IL	12/2007	Present
Goldring Wealth Management Services Inc	Monsey	NY	08/2011	Present

12/2007 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
12/2007 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
08/2011 → Present

Goldring Wealth Management Services Inc

Monsey, NY

Previous Registrations

2002-07-30 → 2007-11-20

Pruco Securities, Llc.

Paramus, NJ

Paramus, NJ

Other Businesses

1)THE TAX MAN CORP, NON INV REL, 112 W MAPLE AVE MONSEY NY 10952, ACCOUNTANT SINCE 12/07, ACCOUNTING-BOOKKEEPING-TAX PREP, 20 HRS/WK, HRS AS NEEDED DURING TRADING HOURS: 2) GOLDRING WEALTH MANAGEMENT SERVICES, INC, DBA NAME FOR INVESTMENT PRACTICE - INV REL:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-27
S63	Uniform Securities Agent State Law Examination	1996-10-28

S65 Uniform Investment Adviser Law Examination

1999-12-27
S63 Uniform Securities Agent State Law Examination

1996-10-28

Other Names

David Goldring

View on SEC IAPD