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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-05-07 |
| NY | RA | APPROVED | 2021-05-07 |
| TX | RA | APPROVED | 2021-05-07 |
Branch Locations
777 Third Avenue 34Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 05/2021 |
| Oppenheimer & Co. Inc. | New York | NY | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-25 |
| S66 | Uniform Combined State Law Examination | 2000-01-08 |
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