Caroline Marie Girgis

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 06/2009 → 09/2023
  United Capital Financial Advisers, Llc
  Bethesda, MD
• 11/2017 → 08/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2023 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 01/2024 → Present
  Private Client Services
  Bethesda, MD

Previous Registrations

• 2006-03-03 → 2023-10-27
  United Capital Financial Advisors
  Bethesda, MD
  Bethesda, MD
• 2017-11-01 → 2019-06-13
  Cetera Wealth Services, Llc
  Mclean, VA
  Bethesda, MD
• 2006-03-01 → 2017-11-01
  Girard Securities, Inc.
  Bethesda, MD
  San Diego, CA
  Newport Beach, CA
  Bethesda, MD
  Mclean, VA
  Mclean, VA
  Mclean, VA
• 2002-11-25 → 2006-03-01
  Ameriprise Financial Services, Llc
  Greenbelt, MD

Other Businesses

1) CHHSZ Holdings, LLC. 6201 College Blvd, Suite 150, Overland Park, KS 66211. CHHSZ Holdings is the sole owner of Prime Capital Investment Advisors, LLC ("PCIA") is a federally registered investment advisor. Member provides professional (investment advisory) services as an IAR of PCIA. 1 hr/mo; 1 during trading hrs. 2) DC Association of Collaborative Professionals. 1666 Connecticut Avenue, NW Suite 540, Washington, DC 20009. Association of Divorce Professionals that advise clients. Treasurer. 5 hrs/mo; 0 during trading hrs. 3) Insurance Agent. 6550 Rock Spring Drive, -#200, Bethesda, MD 20817. Sale of insurance products. Insurance Agent; the sale and service of fixed insurance products, including through nonaffiliated IMOS. 15 hrs/mo; 10 during trading hrs. 4) Patriot Diving. 305 Mill St B-1, Occoquan, VA 22125. Scuba Diving Retail Shop. Divemaster- teaching student scuba diving. 4 hrs/mo; 0 during trading hrs. 5) Prime Capital Investment Advisors, LLC. 6201 College Blvd, Suite 150, Overland Park, KS 66211. 120 hrs/mo; 120 during trading hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-23
• S63 Uniform Securities Agent State Law Examination
  1996-11-25