Kevin Anthony Mccarthy

Employer firm

Hilton Capital Management, LLC CRD 116357

$3.16B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Hilton Capital Management, Llc

1050 Franklin Avenue 5Th Floor, Garden City, NY 11530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-13

NY RA
APPROVED

Since 2021-07-13

Branch Locations

1050 Franklin Avenue 5Th Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rafferty Capital Markets, Llc	New York	NY	03/2011	01/2022
Hilton Capital Management, Llc	Garden City	NY	03/2011	Present
Foreside Fund Services, Llc	Garden City	NY	01/2022	Present

03/2011 → 01/2022

Rafferty Capital Markets, Llc

New York, NY
03/2011 → Present

Hilton Capital Management, Llc

Garden City, NY
01/2022 → Present

Foreside Fund Services, Llc

Garden City, NY

Other Businesses

Hilton Capital Management; Not investment related; Garden City, NY; Money Management; Director; Director of Sales and Marketing; Start: 1/2011; 200 Hrs per month; 0 Hrs per month during trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-09-21
S65	Uniform Investment Adviser Law Examination	1998-03-26

S63 Uniform Securities Agent State Law Examination

2002-09-21
S65 Uniform Investment Adviser Law Examination

1998-03-26

Other Names

Kevin Mccarthy

View on SEC IAPD