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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-21
  • NY RA
    APPROVED
    Since 2026-05-21

Branch Locations

1010 Franklin Ave, Garden City, NY 11530 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
NY RA APPROVED 2026-03-06
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • NY RA
    APPROVED
    Since 2026-03-06

Branch Locations

1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States

Freeport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Garden City NY 05/2026 Present
Wells Fargo Clearing Services, Llc Garden City NY 11/2016 03/2020
Raymond James Financial Services, Inc. Garden City NY 03/2020 02/2026
Raymond James Financial Services Advisors, Inc. Garden City NY 03/2020 02/2026
Wells Fargo Clearing Services, Llc Garden City NY 02/2026 Present
Wells Fargo Advisors Llc Melville NY 05/2009 11/2016
Previous Registrations
Other Businesses

Cat sitter for a couple of local families. I get paid to care for their cats when they are away. I charge $25-$50 a day. I will bring in their mail/packages and water their plants if needed as well. I go to the home usually in the morning before work and in the evening after work and I am there for about 1/2 hour each visit. I started this is 2021 or 2022. CAT SITTER - PET SITTER; NOT INV RELATED;FREEPORT ,NY; PET SITTER; START DATE: 04/03/2023; 5 HRS PER MONTH; 0 HRS DURING TRADING; I am also a notary but have never taken payment for it. Only about an hour of my time a month if that and I only notarized for clients of the firm that I worked at.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-19
S63 Uniform Securities Agent State Law Examination 1997-01-08
  • S65 Uniform Investment Adviser Law Examination
    2009-11-19
  • S63 Uniform Securities Agent State Law Examination
    1997-01-08
Other Names
  • Fran Lynn Brown

View on SEC IAPD

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