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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-11-02 |
Branch Locations
1954 Greenspring Drive Suite 515, Timonium, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Life Insurance Compa | Baltimore | MD | 02/1998 | 11/2018 |
| Signator Investors, Inc. | Allentown | PA | 02/1998 | 11/2018 |
| Royal Alliance Associates, Inc. | Timonium | MD | 11/2018 | 06/2023 |
| Osaic Wealth, Inc. | Timonium | MD | 06/2023 | Present |
1. CRAFTS POSITION: crafter NATURE: Making and selling of crafts, knitting, crocheting, paintings, jewelry,etc. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/08/2009 ADDRESS: 36 Culmore Ct, Timonium MD 21093, United States DESCRIPTION: making and selling crafts listed above at crafts shows 2. MID-ATLANTIC WEALTH LLC POSITION: Investment Advisor Representative, Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2017 ADDRESS: 1954 Greenspring Dr., Ste. 515, Timonium MD 21093, United States DESCRIPTION: This is where I do all of my Broker Dealer business and Insurance business through Royal Alliance. Meet with client/people to determine their financial goals, needs and wishes. Create a strategy together to achieve their goals in as comfortable process as the client feels. 3. NOTARY POSITION: Notary NATURE: Personal INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/11/2017 ADDRESS: 36 Culmore Ct, Timonium MD 21093, United States DESCRIPTION: Notary signatures for clients, staff as needed. 4. VENDOR MEMBER GROUP POSITION: Member only NATURE: Selling Crafts up to 8 times a year on Saturdays. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 2300 Pot Spring Rd., Timonium MD 21093, United States DESCRIPTION: Selling the crafts that are already approved. Painted glass, ceramics, scarfs, jewelry.www.vendormembersgroup.com is their website. 5. INSURANCE BROKER POSITION: Agent NATURE: Insurance Broker- Life, Health, LTC DI fixed Annuities Independent through TNBC, CrumpMid Atlantic Wealth Advisors is an LLC,Banner LifePrudential LifeHighland Capital BrokerageAmwins Connect INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/10/2010 ADDRESS: 1954 Greenspring Dr., Ste. 515, Timonium MD 21093, United States DESCRIPTION: Selling fixed annuities, life insurance, DI and LTC policies Health Review types of health insurance plans including dental, Major medical Medigap and drug plans
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-30 |
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