Brian Christopher Hughes

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 07/2017
  Bank Of America Merrill Lynch
  Charlotte, NC
• 01/2018 → 08/2019
  Td Ameritrade
  Ponte Vedra, FL
• 08/2017 → 10/2017
  Unemployed
  Charlotte, NC
• 08/2019 → 03/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 04/2025 → Present
  Ubs Financial
  Winter Park, FL

Previous Registrations

• 2020-10-21 → 2025-04-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Albany, NY
  Jacksonville, FL
  Ponte Vedra Beach, FL
• 2018-01-19 → 2019-08-16
  Td Ameritrade, Inc.
  Jacksonville, FL
• 2018-01-26 → 2019-08-16
  Td Ameritrade Investment Management, Llc
  Ponte Vedra, FL
  Jacksonville, FL
• 2010-08-30 → 2017-07-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Waxhaw, NC
  Riverhead, NY
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  New York, NY
  Charlotte, NC
  Boston, MA
  Jacksonville, FL
  Boston, MA
• 2008-12-10 → 2010-08-12
  Wells Fargo Clearing Services, Llc
  Palm Beach, FL

Exams

• S66 Uniform Combined State Law Examination
  2008-12-03

Other Names

• Brian Hughes
• Brian Hughes
• Brian Christopher Hughes