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Brian Christopher Hughes

Ubs Financial Services Inc.

Winter Park, FL

Gainsville, FL

Winter Park, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-27
  • FL RA
    APPROVED
    Since 2025-06-27

Branch Locations

201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States

4313 Nw 8Th Avenue Suite 10, Gainsville, FL 32605-4777 • United States

201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Merrill Lynch Charlotte NC 09/2014 07/2017
Td Ameritrade Ponte Vedra FL 01/2018 08/2019
Unemployed Charlotte NC 08/2017 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2019 03/2025
Ubs Financial Winter Park FL 04/2025 Present
  • 09/2014 → 07/2017
    Bank Of America Merrill Lynch
    Charlotte, NC
  • 01/2018 → 08/2019
    Td Ameritrade
    Ponte Vedra, FL
  • 08/2017 → 10/2017
    Unemployed
    Charlotte, NC
  • 08/2019 → 03/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 04/2025 → Present
    Ubs Financial
    Winter Park, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-03
  • S66 Uniform Combined State Law Examination
    2008-12-03
Other Names
  • Brian Hughes
  • Brian Hughes
  • Brian Christopher Hughes

View on SEC IAPD

Other Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
DOBSON STREET LLC
PFS INVESTMENTS INC.

Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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