Cynthia Karina Cairo

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-01-06

CA RA
APPROVED

Since 2022-01-06

Branch Locations

17471 Kennebunk Lane, Huntington Beach, CA 92649 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

7561 Center Ave Ste 17, Huntington Beach, CA 92647 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Orange	CA	04/2009	09/2017
Securities America Inc	Huntington Beach	CA	09/2017	12/2021
Securities America Advisors	Huntington Beach	CA	09/2017	12/2021
Lpl Financial Llc	Huntington Beach	CA	01/2022	Present

04/2009 → 09/2017

National Planning Corporation

Orange, CA
09/2017 → 12/2021

Securities America Inc

Huntington Beach, CA
09/2017 → 12/2021

Securities America Advisors

Huntington Beach, CA
01/2022 → Present

Lpl Financial Llc

Huntington Beach, CA

Previous Registrations

2017-09-25 → 2021-12-21

Securities America Advisors, Inc.

Huntington Beach, CA
2009-05-01 → 2017-09-27

National Planning Corporation

Huntington Beach, CA

Other Businesses

1) 1/2022- The Elite Financial Network, Inc- DBA for LPL Business (entity for LPL business)- inv. related- Huntington Beach CA 2) 1/2022- Studio Fusion -Owner -Dance and Fitness Studio- non-investment Related- Huntington Beach CA - start date 2010- 60hrs/mth 3) 1/2022- CAIRO HOLDING L.L.C.- REAL ESTATE HOLDING- member- Huntington Beach, CA- start date 2021- 1hr/mth

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-11-11

S63 Uniform Securities Agent State Law Examination

1996-11-11

Other Names

Cynthia Sosa
Cynthia Lavanchy
Cynthia Karina Lavanchy
Cynthia Karina Cairo
Cynthia Cairo

View on SEC IAPD