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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-06 |
| CA | RA | APPROVED | 2025-11-03 |
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
17875 Von Karman Ste 150, Irvine, CA 92614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group Llc | Irvine | CA | 09/2014 | 11/2017 |
| Spectrum Capital Investment Group, Inc. | Irvine | CA | 09/2014 | 11/2025 |
| Empirical Wealth Management | Irvine | CA | 11/2017 | 02/2018 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 11/2025 | Present |
(1) Ritter Financial & Insurance Services, Inc.; Not investment Related; 17875 Von Karman, Ste 150, Irvine, CA 92614; Fixed Life, Disability, Annuity <C; Owner/President; Sales and underwriting for life, disability, annuities and LTC; Start in 2008; 5-10 hours/month, 5 hours/month during trading. (2) Ironstone Wealth Planning; DBA for JWCA business; 17875 Von Karman, Ste 150, Irvine, CA 92614; Not investment related; President; Start 10/28/2025; 40 hours/month, 40 hours/month during trading. (3) Successor Trustee and Executor for Parent's Trust
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-09 |
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