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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-24 |
| AZ | RA | APPROVED | 2019-05-29 |
Branch Locations
1895 Mcculloch Blvd., Lake Havasu City, AZ 86403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | Maple Grove | MN | 08/1996 | 09/2017 |
| Advisornet Wealth Management | Maple Grove | MN | 01/2017 | 09/2017 |
| Jra Financial Advisors, Inc | Maple Grove | MN | 08/1996 | 01/2017 |
| Hd Vest Investment Services, Inc | Scottsdale | AZ | 09/2017 | 05/2018 |
| Hd Vest Advisory Services | Scottsdale | AZ | 09/2017 | 05/2018 |
| Wagner Financial | Scottsdale | AZ | 09/2017 | 05/2018 |
| Cetera Advisor Networks | Lake Havasu City | AZ | 05/2018 | 05/2019 |
| Sunset Wealth Management | Lake Havasu City | AZ | 07/2018 | 05/2019 |
| Jpmorgan Chase Bank, N.A. | Lake Havasu City | AZ | 05/2019 | 07/2020 |
| Jp Morgan Securities, Llc | Lake Havasu City | AZ | 05/2019 | 07/2020 |
| Adspay Usa, Llc | Lake Havasu City | AZ | 09/2018 | 05/2019 |
| Jp Morgan Chase Bank, N.A. | Lake Havasu City | AZ | 07/2020 | Present |
| Jp Morgan Securities Llc | Lake Havasu City | AZ | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-12 |
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