Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
SC RA APPROVED 1997-01-14
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • SC RA
    APPROVED
    Since 1997-01-14

Branch Locations

880 S Pleasantburg Dr Ste 1C, Greenville, SC 29607 • United States

Simpsonville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greenville SC 09/2005 03/2020
Ameriprise Financial Services, Llc Greenville SC 03/2020 Present
Other Businesses

Board of Directors; The Methodist Church of Simpsonville; Finance Committee Member; 215 SE Main Street, , Simpsonville, SC, 29681; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours / MCS Church Council; Chairperson; 215 S Main St, , Simpsonville, SC, 29681; Not Investment-Related; 08/07/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; The Methodist Church of Simpsonville, Church Council; As chairperson of the Finance Committee, I am on the Church Council which is the decision-making body for the review/actions of the church. Reviews areas such as staff needs, finance needs, mission and ministry activity. This submission is for a name change only.; 215 SE Main Str, , Simpsville, SC, 29681; Not Investment-Related; 11/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-16
S63 Uniform Securities Agent State Law Examination 1996-12-13
  • S65 Uniform Investment Adviser Law Examination
    1997-12-16
  • S63 Uniform Securities Agent State Law Examination
    1996-12-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greenville, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor