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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-02-03 |
| TX | RA | APPROVED | 2023-02-03 |
Branch Locations
6060 S American Plaza St E Ste 350, Tulsa, OK 74135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tulsa | OK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tulsa | OK | 11/2016 | 02/2023 |
| Wells Fargo Advisors Financial Network, Llc | Tulsa | OK | 02/2023 | Present |
RAW LAND, INVT RELATED, CLEO SPRINGS, OK, 100% OWNERSHIP WITH SPOUSE, START DATE 5/3/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RAW LAND AND INCOME HELD UNDER CEDAR FLATS RANCH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-03 |
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