John B Southerland

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → Present
  Cetera Investment Services
  St. Cloud, MN
• 07/2010 → Present
  Midfirst Bank
  Oklahoma City, OK
• 01/2014 → Present
  Cetera Investment Advisers Llc
  Oklahoma City, OK

Previous Registrations

• 2009-10-23 → 2010-07-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oklahoma City, OK
  Oklahoma City, OK
  Oklahoma City, OK
  Ft. Worth, TX
• 2002-02-06 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Oklahoma City, OK
  Oklahoma City, OK

Other Businesses

1. ABILITY TO EARN COMPENSATION FROM REFERRALS THROUGH TRUE CHAMPION REFERRAL PROGRAM AT MIDFIRST.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-14
• S63 Uniform Securities Agent State Law Examination
  1996-12-04

Other Names

• Jb Southerland