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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-06-15 |
| FL | RA | APPROVED | 2021-04-22 |
| TX | RA | APPROVED_RES | 2021-04-21 |
Branch Locations
Ronan Mountain, TN • United States
5700 North Highway Us1 Ste 200, Melbourne, FL 32940 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melbourne | FL | 12/2008 | 04/2021 |
| Bank Of America, Na | Melbourne | FL | 12/2009 | 04/2021 |
| Wells Fargo Advisors Financial Network, Llc | Melbourne | FL | 04/2021 | Present |
VERITAS TACTICAL; NOT INVESTMENT RELATED; ORLANDO, FL; PROTECTION TEAM MEMBER; START 12/1/2017; 40 HOURS PER MONTH; ZERO HOURS DURING TRADING 0; PROTECTING HIGH VALUABLE TARGETS. LLEWS PLACE LLC, INV RELATED, MELBOURNE, FL, 100% OWNERSHIP, START 4/13/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. GOF PARTNERS, LLC INVT RELATED, MELBOURNE, FL, 40% OWNERSHIP, START DATE 3/2/2021, 160 HRS PER MONTH AND DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-29 |
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