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David William Fullerton

Janney Montgomery Scott LLC

York, PA

CRD 2809565

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-25
CA RA APPROVED 2013-01-24
OH RA APPROVED 2010-09-03
PA RA APPROVED 2006-03-30
  • TX RA
    APPROVED_RES
    Since 2016-05-25
  • CA RA
    APPROVED
    Since 2013-01-24
  • OH RA
    APPROVED
    Since 2010-09-03
  • PA RA
    APPROVED
    Since 2006-03-30

Branch Locations

1700 Westgate Drive Suite 103, York, PA 17408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 09/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-18
S63 Uniform Securities Agent State Law Examination 1996-12-04
  • S65 Uniform Investment Adviser Law Examination
    1996-12-18
  • S63 Uniform Securities Agent State Law Examination
    1996-12-04

View on SEC IAPD

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