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John Paul Sauer

Wells Fargo Clearing Services, LLC

Radnor, PA

Lancaster, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-30
  • PA RA
    APPROVED
    Since 2024-09-30

Branch Locations

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

1800 Oregon Pike, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blues/Rock Band Lancaster PA 04/2010 Present
Fulton Bank Lancaster PA 06/2019 09/2024
Wells Fargo Clearing Services, Llc Allentown PA 09/2024 Present
Previous Registrations
  • 2009-01-02 → 2024-10-04
    Raymond James Financial Services Advisors, Inc
    Lancaster, PA
  • 2008-06-04 → 2009-01-02
    Raymond James Financial Services, Inc.
    Lancaster, PA
  • 2004-01-06 → 2008-06-05
    Cetera Investment Services Llc
    Lancaster, PA
    Oxford, PA
    Lancaster, PA
    Lancaster, PA
    Lancaster, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-19
S63 Uniform Securities Agent State Law Examination 1996-12-04
  • S65 Uniform Investment Adviser Law Examination
    1996-12-19
  • S63 Uniform Securities Agent State Law Examination
    1996-12-04

View on SEC IAPD

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THEODORE WESLEY BROOKS
PATRICK JOSEPH MCGINNIS
Connor Drew Martin
JAMES FRANCIS MARTIN
Lisa Dimter

Other Offices

NORDWAND ADVISORS · RADNOR, PA
MCADAM LLC · RADNOR, PA
ALTERRA IOS MANAGER, LLC · RADNOR, PA
LINCOLN FINANCIAL INVESTMENTS CORPORATION · RADNOR, PA
WICK CAPITAL PARTNERS, LLC · WAYNE, PA
NORDWAND INVESTMENTS, LLC · RADNOR, PA
V3LIMITED LLC · RADNOR, PA
PRESILIUM PRIVATE WEALTH, LLC · RADNOR, PA

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