Amy Suzanne Nelson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Ameriprise Financial Service, Llc
  Richardson, TX

Previous Registrations

• 2013-03-26 → 2015-06-05
  Lpl Financial Llc
  Dallas, TX
• 2014-01-06 → 2015-05-29
  Fluent Financial, Llc
  Dallas, TX
• 2009-08-18 → 2013-04-10
  Morgan Stanley
  Plano, TX
  Dallas, TX
• 2009-06-01 → 2009-07-23
  Morgan Stanley
  Plano, TX
• 2007-07-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Mckinney, TX
  Mckinney, TX
  Plano, TX
• 1999-04-05 → 2003-04-11
  Ameriprise Financial Services, Llc
  Seattle, WA

Other Businesses

Other Business Activities; RodanFields; Sell Skin care products; 9601 Leisure Lane, McKinney, Texas 75070, , ** not provided **, N/A, 00000; 11/04/2016; 0 during trading hours; 1 to 9 hours per month.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-11-11
• S65 Uniform Investment Adviser Law Examination
  1996-11-11

Other Names

• Amy Nelson
• Amy Johnson
• Amy Suzanne Johnson