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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-19 |
Branch Locations
1210 East Roseville Parkway, Roseville, CA 95678 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Roseville | CA | 01/2012 | Present |
| First Tech Federal Credit Union | Roseville | CA | 03/2010 | Present |
| Raymond James Financial Services Advisors Inc. | Roseville | CA | 01/2012 | Present |
| Addison Avenue Investment Services | Roseville | CA | 01/2012 | Present |
| First Tech Federal Credit Union | Roseville | CA | 03/2010 | Present |
(1) Name of Business: Addison Avenue Investment Services Address: 1210 Roseville Pkwy Ste 130, Roseville, CA, 95678, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/21/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Provide operations and sales support for Financial Advisor. (2) Name of Business: First Tech Credit Union Address: 1210 Roseville Pkwy Ste 130, Roseville, CA, 95678, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 03/16/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide backup notary services to First Tech FCU members if other FTFCU notary employess are not availabe. Fees of $5 per signature may be charged by the credit union if more than 5 documents are presented for notarization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-22 |
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