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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-03-01
  • IN RA
    APPROVED
    Since 2018-03-01

Branch Locations

5975 Castle Creek Pkwy, North Dr Suite 355, Indianapolis, IN 46250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Indianapolis IN 06/2002 03/2018
Raymond James Financial Services, Inc. Indianapolis IN 03/2018 Present
Raymond James Financial Services Advisors, Inc. Indianapolis IN 03/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: Hammons Financial, LLC Address: 5975 Castle Creek Pkwy. North Dr., Ste. 355, Indianapolis, IN, 46250, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/28/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the only financial advisor under this brand name. Hammons Financial, LLC of RJFS. It's for tax purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-05
S63 Uniform Securities Agent State Law Examination 1997-09-16
  • S65 Uniform Investment Adviser Law Examination
    1999-11-05
  • S63 Uniform Securities Agent State Law Examination
    1997-09-16
Other Names
  • Joe Hammons

View on SEC IAPD

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