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Ernest J Asprelli

Morgan Stanley

New Haven, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-24
CT RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • CT RA
    APPROVED
    Since 2009-06-01

Branch Locations

545 Long Wharf Drive 7Th Floor, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New Haven CT 09/1996 Present
Morgan Stanley Smith Barney New Haven CT 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/1996 → Present
    Citigroup Global Markets Inc.
    New Haven, CT
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New Haven, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-13
S63 Uniform Securities Agent State Law Examination 1996-12-04
  • S65 Uniform Investment Adviser Law Examination
    1996-12-13
  • S63 Uniform Securities Agent State Law Examination
    1996-12-04
Other Names
  • Ernest Joseph (Jr) Asprelli
  • Ernest Joseph Asprelli
  • Ernest Joseph Asprelli Jr
  • Ernest Joseph Asprelli
  • Ernest J Asprelli Jr.

View on SEC IAPD

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