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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-09-29
  • NJ RA
    APPROVED
    Since 2006-09-29

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Investment Managers, Llc Plainsboro NJ 09/2006 Present
Blackrock Investments, Inc. New York NY 09/2006 Present
Merrill Lynch Investment Managers Plainsboro/Princeton NJ 08/2000 Present
  • 09/2006 → Present
    Merrill Lynch Investment Managers, Llc
    Plainsboro, NJ
  • 09/2006 → Present
    Blackrock Investments, Inc.
    New York, NY
  • 08/2000 → Present
    Merrill Lynch Investment Managers
    Plainsboro/Princeton, NJ
Previous Registrations
  • 2005-01-13 → 2006-09-29
    Merrill Lynch Investment Managers Lp
    Plainsboro, NJ
Other Businesses

SpiderRock Advisors (''SRA''); Asset manager focused on delivering options overlay strategies for wealth separate accounts. BlackRock will be entering into a partnership with SRA whereby BLK will be taking an equity stake in the company and serving as the primary solicitor for their products which will be delivered in the context of our broader wealth separate account offerings; Board observer - one of two board seats (one official - Venu Krishnamurthy - plus one observer) that we will secure as part of our partnership; I will participate in all board meetings and provide perspective on company distribution and product strategy risk oversight and technological development progress (against a roadmap jointly agreed by BLK and SRA in conjunction with our partnership) and internal firm operations. I will be a non-voting board observer; we will have a voting seat which will be held by Venu Krishnamurthy. There will be 5 board seats plus my observer seat; Formal board commitment to be determined; as part of my core role responsibilities with BlackRock I have been and will continue to spend a meaningful portion of my time and my team's time to the activation and success of this partnership; 05-01-2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-20
S63 Uniform Securities Agent State Law Examination 1997-05-27
  • S66 Uniform Combined State Law Examination
    2004-12-20
  • S63 Uniform Securities Agent State Law Examination
    1997-05-27

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