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1 University Square Drive, Princeton, NJ 08540 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2006-09-29 |
Branch Locations
1 University Square Drive, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Investment Managers, Llc | Plainsboro | NJ | 09/2006 | Present |
| Blackrock Investments, Inc. | New York | NY | 09/2006 | Present |
| Merrill Lynch Investment Managers | Plainsboro/Princeton | NJ | 08/2000 | Present |
SpiderRock Advisors (''SRA''); Asset manager focused on delivering options overlay strategies for wealth separate accounts. BlackRock will be entering into a partnership with SRA whereby BLK will be taking an equity stake in the company and serving as the primary solicitor for their products which will be delivered in the context of our broader wealth separate account offerings; Board observer - one of two board seats (one official - Venu Krishnamurthy - plus one observer) that we will secure as part of our partnership; I will participate in all board meetings and provide perspective on company distribution and product strategy risk oversight and technological development progress (against a roadmap jointly agreed by BLK and SRA in conjunction with our partnership) and internal firm operations. I will be a non-voting board observer; we will have a voting seat which will be held by Venu Krishnamurthy. There will be 5 board seats plus my observer seat; Formal board commitment to be determined; as part of my core role responsibilities with BlackRock I have been and will continue to spend a meaningful portion of my time and my team's time to the activation and success of this partnership; 05-01-2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-27 |
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