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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-01 |
| NJ | RA | APPROVED | 2012-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glen Rocks | NJ | 02/2012 | Present |
| Bank Of America, N.A. | Glen Rock | NJ | 05/2012 | Present |
I*71112 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NACCATAMBY ENTERPRISES, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: DUMONT, NEW JERSEY 7628 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER OF LLC START DATE OF RELATIONSHIP: 8/3/2003 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC IS A HOLDING COMPANY FOR A CONDO UNIT LOCATED IN MYRTLE BEACH, SC, OWNED WITH FRIEND, VINCENT TAMBURRO. I HAVE NO DIRECT RESPONSIBILITIES OR TASKS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-19 |
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