Nicholas R Vantine

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1996 → 09/2025
  Avantax Investment Services, Inc.
  Sandwich, MA
• 02/1998 → 09/2025
  Avantax Advisory Services
  Sandwich, MA
• 06/2011 → Present
  Boardwalk T&B, Inc.
  Sandwich, MA
• 04/2021 → Present
  Nick Vantine Co.
  Sandwich, MA
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Sandwich, MA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Sandwich, MA

Previous Registrations

• 1998-02-17 → 2025-09-05
  Avantax Advisory Services
  Chilmark, MA
  Sandwich, MA
  Sarasota, FL
  Hyannis, MA
  Dallas, TX

Other Businesses

1) Boardwalk Financial 8 Merchants Rd Sandwich MA 02563 Business Manager President~1/1/1990~160hrs~160hrs~cpa firm-tax and wealth adviser 2) Boardwalk Realty Mgt LLC 8 Merchants Road Sandwich MA 02563 Rental Property Owner/Management Other~7/1/2005~5hrs~5hrs~manager 3) Boardwalk T & B Inc. 8 Merchants Road Sandwich MA 02563 Tax Preparation/Accounting~President~5/1/1990~110hrs~80hrs~management| 4)Nick Vantine Co.; DBA; This is a dba for my Avantax business; IR; 80; 04/30/2021; 8 Merchants Road, Unit 6 SANDWICH MA 02563; This is a dba for my Avantax business

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-24
• S63 Uniform Securities Agent State Law Examination
  1997-01-02

Designations

• Personal Financial Specialist

Other Names

• Nicholas R Vantine