Eric Eugene Lawton

Current Employers

Employment History

• 11/2013 → 06/2018
  Westport Capital Markets, Llc
  Westport, CT
• 06/2018 → Present
  Lpl Financial Llc
  Guilford, CT

Previous Registrations

• 2013-11-06 → 2018-06-26
  Westport Capital Markets, Llc
  Westport, CT
  Westport, CT
  Westport, CT
  Guilford, CT
  Guilford, CT
• 2008-12-12 → 2013-11-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fairfield, CT
  Darien, CT
• 2005-11-11 → 2008-12-15
  Wells Fargo Clearing Services, Llc
  Westport, CT
• 2003-07-23 → 2005-11-17
  Legg Mason Wood Walker, Incorporated
  New York, NY
• 2003-07-01 → 2003-07-23
  Wells Fargo Clearing Services, Llc
  Westport, CT
• 2000-03-03 → 2003-07-01
  Prudential Equity Group, Llc
  Westport, CT

Other Businesses

1) 06/01/2018 - DBA for LPL Business (entity for LPL business) - Impact Financial Wealth Management LLC - 100% - GUILFORD, CT 06437 2) 6/22/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:06/11/2018 - 2 Hours Per Month/1 Hours During Trading. 3) 09/18/2019 - Impact Financial Wealth Management llc - Investment related - At reported business location(s) - Non-Variable Insurance - start date:09/13/2019 - 1 hr/mo - 0 hrs during trading. 4) 04/22/2025 - The Keeper LLC - Not Investment Related - Other - Boat Tours - Shoreham, RI - Start Date :05/31/2025 - 2 Hrs/Mth - 2 Hrs During Trading. 5) 12/02/2025 - Other - Beneficiary of client trust - Investment Related - Home Based - Start Date 11/06/2025 - 1 hour per month/ 0 hours during trading 6) 1/13/2022 - Impact Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/5/2022 - 20 Hours Per Month/ During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-07
• S63 Uniform Securities Agent State Law Examination
  1997-11-12

Other Names

• E Lawton Eric