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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| NJ | RA | APPROVED | 2023-06-01 |
Branch Locations
15375 Barranca Pkwy. Building L, Irvine, CA 92618 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ponderosa Realty | Anaheim | CA | 05/1980 | Present |
| Wfgia | Irvine | CA | 06/2001 | Present |
| Transamerica Financial Advisors, Inc | Irvine | CA | 01/2012 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Ponderosa Reality/No/05-1980/ANAHEIM,CA/50%/OWNER/BROKER/Real Estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-30 |
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