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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-05-15 |
| TX | RA | APPROVED_RES | 2025-05-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, L.P. | San Diego | CA | 04/2006 | Present |
| Dfcu Financial Credit Union | Livonia | MI | 04/2006 | Present |
| Lpl Financial Llc | Livonia | MI | 05/2025 | Present |
1 ) 05/15/2025 - DFCU Financial Partners - Investment Related - DBA for LPL Business (entity for LPL business) -At Reported Business Location(s) - Start Date : 04/03/2006 - 160 Hrs/Mth - 150 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-19 |
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