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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Boca Raton | FL | 05/2016 | 12/2018 |
| Raymond James Financial Services, Inc | Lake Worth | FL | 01/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Lake Worth | FL | 11/2019 | Present |
(1)Name of Business: Tracy L Silpe LLC DBA Sabal Palm Financial Address: 2475 Mercer Ave Ste 105, West Palm Beach, FL, 33401-7447, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/23/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Branch Support Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-02 |
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