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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-10-24
  • FL RA
    APPROVED
    Since 2011-10-24

Branch Locations

2601 Cattlemen Rd Ste 200, Sarasota, FL 34232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance C Milwaukee WI 11/1993 Present
Northwestern Mutual Investment Services, Llc Tampa FL 09/1996 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 11/1993 → Present
    The Northwestern Mutual Life Insurance C
    Milwaukee, WI
  • 09/1996 → Present
    Tampa, FL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-02-26
  • S63 Uniform Securities Agent State Law Examination
    2004-02-26
Designations
  • Chartered Financial Consultant
Other Names
  • S Anne Weichel
  • Anne Weichel
  • Sara Anne Weichel
  • Sara Weichel Fuller
  • Anne Weichel Fuller
  • Anne Fuller

View on SEC IAPD

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