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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2014-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Breaux Bridge | LA | 12/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Breaux Bridge | LA | 06/2014 | Present |
(1)Name of Business: RA Capital Address: 1008 Bock Huval Rd, Breaux Bridge, LA, 70517, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/14/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Sales Assistant (2)Name of Business: Toni's Quilting Address: 1008 Bock Huval Rd, Breaux Bridge LA, LA, 70517, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/01/2017 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Quilt production and quilting labor for hire
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-25 |
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