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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-08-03 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Charlotte | NC | 09/2009 | Present |
| Mml Investors Services Inc | Charlotte | NC | 02/2010 | Present |
NAME: DAVID FERGUSON INV REL: Y ADDR: 4350 CONGRESS ST, SUITE 300, CHARLOTTE, NC 28209 NATURE: INDIVIDUAL LIFE, GROUP LIFE, DI POSITION: AGENT START: 1/1/2015 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-20 |
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